Financial Markets Conduct Act Archives - Page 3 of 3

Exemption from FMC Act Licensing Requirements

On 25 August 2015, the Minister of Commerce and Consumer Affairs, Paul Goldsmith, announced that the share trading platform “Unlisted” will be granted an exemption from the licensing requirements of the Financial Markets Conduct Act 2013 (the FMC Act). Unlisted provides a facility for trading previously allotted securities, through unlisted stockbrokers and has been operating [...]

FMC Act Designation and Exemption

The Financial Markets Authority (the FMA) has recently released a consultation paper (28 September 2015) seeking views on whether corporate vehicles set up by property developers to manage the costs associated with communal facilities in real property (such as access ways, lifts, or common garden areas), should be regulated under the FMC Act. The FMA’s [...]

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